Expert FCA Compliance Support for Investment Managers
Practical Regulatory Support Built on 20 Years of Frontline Experience
WJP Compliance is led by a Chartered Fellow of the CISI with over two decades of experience in financial services—more than half dedicated exclusively to FCA regulatory compliance.
Unlike theoretical consultants, Will Palmer, Principal Consultant, has held the Senior Management Functions of Chief Compliance Officer (SMF16) and Money Laundering Reporting Officer (SMF17) for discretionary investment management firms. He understands the personal weight of regulatory accountability because he has carried it himself. His career spans some of the world's largest financial institutions, including MBNA, Bank of America, and Merrill Lynch.
"I've held the SMF16 chair. I know the pressure. Let me help you navigate it with confidence."We provide the compliance support you need without the overhead of a full in-house team. With several years of experience holding SMF16 & SMF17, we bring practical experience, not just theory. We help you build robust frameworks that protect your firm and your personal standing.
"Working with WJP Compliance transformed how we manage regulatory risk. For the first time, I felt confident in my SMF16 role." — Discretionary Investment Manager